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Private Client Services

Discretionary Mandate

Saga Nagoya Securities provides clients a discretionary mandate means that you, as a client need never worry about the day-to-day decisions connected with your portfolio.

When clients grant us a discretionary mandate, it effectively authorizes us to manage their investments on their behalf, provided we observe their risk tolerances and their investment objectives.

For many of our busy professional clients, it’s the ideal solution when they’re too busy to research opportunities and buy/sell holdings at the most appropriate times. Of course, many would simply rather have their investment affairs handled by professionals.

Benefits

  • The investment profile we agree with you forms the foundation for all investment decisions. We can only acquire or sell assets you’ve agreed to hold in the portfolio
  • A comprehensive team of highly-skilled and experienced professional is dedicated to helping you to realize your investment objectives
  • The time and effort you save can be more enjoyable used in pursuit of your personal and/or professional interests
  • Careful diversification, intelligent asset allocation and constant oversight ensures that client portfolios is less vulnerable to financial market volatility
  • Regular reports keep clients apprised of the developments of their portfolio
  • Adaptability is of the utmost importance – There are no cash-in costs or hidden surcharges if assets need to be liquidated to provide cash flow – Discretionary mandate can be cancelled at any time

Non-Discretionary Mandate

Some of our clients prefer to take a degree of participation in the administration of their portfolios. Saga Nagoya Securities can accommodate these clients by offering our non-discretionary mandate. This mandate requires that we establish contact with clients to secure their authorization before we can take any actions on the portfolio’s holdings. If we are unable to secure authorization, we take no action.

We can also act on an execution only basis, whereby we simply implement transactions on the client’s behalf. It tends to suit clients who have extensive knowledge of markets and are comfortable making their own investment decisions.

Benefits

  • The investment profile we agree with you still forms the foundation for all investment decisions. We can only acquire or sell assets you specifically authorize us to
  • A comprehensive team of highly-skilled and experienced professional is dedicated to helping you to realize your investment objectives
  • You retain ultimate authority over investment decisions made within the portfolio
  • Careful diversification, intelligent asset allocation, and constant oversight ensures that client portfolios are less vulnerable to financial market volatility
  • Regular reports keep clients apprised of the developments of their portfolio
  • Adaptability is of the utmost importance – There are no cash-in costs or hidden surcharges if assets need to be liquidated to provide cash flow – non-discretionary mandates can be cancelled at any time